Data Compliance Analyst

Join one of the world’s most respected and technologically advanced financial services organizations, a company that has consistently challenged industry norms through innovation, automation, and a commitment to providing clients with cutting-edge trading solutions. With a global footprint spanning multiple continents and a reputation for technological excellence, this organization continues to shape the future of electronic trading and brokerage services. As financial markets become increasingly data-driven and regulatory requirements continue to evolve, the firm is making significant investments in its compliance technology and reporting infrastructure. This creates an exceptional opportunity for an analytical and technically-minded professional to join a high-performing team responsible for ensuring the accuracy and integrity of critical regulatory reporting systems. This role offers a unique combination of compliance, data analytics, technology, and financial markets exposure, making it an ideal opportunity for candidates looking to build a long-term career within a global leader in financial technology.

What Employees Are Saying

“The level of innovation is unlike anywhere else I’ve worked. You’re surrounded by smart people solving complex problems every day.”
“The company empowers employees to take ownership of their work and continuously learn new technologies and skills.”
“If you enjoy working with data, technology, and financial markets, this is an incredible place to grow your career.”

Why Consider This Opportunity:

This is far more than a traditional analyst role. You’ll gain exposure to global financial markets, cutting-edge technology, sophisticated regulatory frameworks, and some of the industry’s brightest minds. Whether you’re looking to deepen your expertise in compliance analytics, financial technology, data analysis, or regulatory reporting, this position provides a unique platform to accelerate your career while making a measurable impact within a world-class financial organization.

Title: Data Compliance Analys – Hybrid
Location: Greenwich, CT
Compensation: $100,000 to $115,000 +Bonus

Key Responsibilities

Monitor and supervise compliance related to Consolidated Audit Trail (CAT) reporting requirements.
Review regulatory reporting data to identify exceptions, discrepancies, and reporting errors.
Investigate root causes and coordinate remediation efforts to ensure reporting accuracy.
Research regulations and reporting requirements to ensure ongoing compliance.
Assist with regulatory examinations, inquiries, and information requests.
Analyze large datasets to identify trends, anomalies, and compliance risks.
Conduct investigative reviews and develop evidence-based conclusions regarding reporting issues.
Create and enhance surveillance reporting for regulatory and operational data.
Assess reporting quality and recommend improvements to reporting controls.
Utilize UNIX command-line tools to review and correct records when necessary.
Support automation initiatives, including enhancements to CAT feedback processes.
Collaborate with software development teams to address reporting errors and system exceptions.
Develop process improvements and implement additional controls over regulatory reporting activities.
Contribute to ongoing system enhancements and operational efficiencies.
Work closely with Compliance, Technology, Operations, and Management teams.
Communicate findings and recommendations effectively to both technical and non-technical stakeholders.
Partner with internal teams to strengthen reporting accuracy and regulatory readiness.

Experience:

1-2 years of experience as a Data Analyst, Data Scientist, Compliance Analyst, or similar analytical role.
Experience working with large datasets and conducting detailed investigations.
Financial services industry experience preferred but not required.
Experience researching and resolving reporting or transactional issues is highly desirable.
Strong data analysis and problem-solving capabilities.
Experience using SQL for querying and analyzing data.
Programming experience with Python, Perl, Go, or similar languages is highly desirable.
Ability to work with and analyze complex datasets.
Pivot Tables
Data Analysis Tools
Macros
Reporting Functions
Strong interest in financial regulations and reporting requirements.
Ability to interpret regulations and apply requirements to business processes.
Experience researching rules, exceptions, and compliance issues.
Familiarity with transaction reporting environments is advantageous.
Excellent written and verbal communication abilities.
Strong investigative mindset and attention to detail.
Ability to explain complex issues clearly and persuasively.
Self-motivated with the ability to work independently and collaboratively.
Highly Desirable Experience
FINRA Consolidated Audit Trail (CAT)
Order Audit Trail System (OATS)
FIX Protocol
UNIX/Linux Environments
JIRA and Confluence
Regulatory Reporting Systems
Financial Market Structure and Trading Operations